Our Client is an important independent Finance Brokerage, specializing in the provision of mortgages, secured and unsecured loans.
We are seeking a senior compliance advisor who is experienced in the regulated products market to contribute their wide experience and innovative flair to a busy expansion programme, assisting all departments to achieve demanding targets ethically and compliantly.
Job Purpose:- To provide advice and support to the management team regarding compliance issues pertaining to lending and to design, maintain and manage internal systems and controls, whilst assisting in compliance training and advising, plus investigating any suspicious activity reports.
Essential attributes
At least 3 years experience of compliance in a financial environment
Good training ability with ancillary control
Ability to design policies and procedures
A level or degree education with good grades in English and maths
CeMAP 1, 2 and 3 or MAQ
Exemplary powers of communication at all levels
This post is a fixed term contract of 6 months, but can be renewed, subject to performance and results.
If you have the right background and live within easy travelling distance of Watford, Herts, please email us your cv or call us for more information and a full job description.
All relevant enquiries will be acknowledged within 24 hours
